Help For a Pooled Plan Provider
The Department of Labor (DOL) developed the Form PR Registration for Pooled Plan Provider to satisfy reporting requirements under ERISA and the Internal Revenue Code.
Any person who wishes to serve as a pooled plan provider must file Form PR using this website’s IFILE tool.
Instructions and a sample form for the Form PR are available for reference.
Beginning February 1, 2021, you must submit your initial filing at least 30 days before beginning operations as a pooled plan provider.
Supplemental filings must be submitted within the later of 30 days after the calendar quarter in which specified reportable events occurred or 45 days after the actual event.
Copies of submitted filings are generally publicly available on this website’s Filing Search tool.